Chi Yin Tsui
徐智賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yin Tsui (徐智賢), a licensed former licensee with CE reference AAF636. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2007-04-25 | 2010-04-20 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2007-04-25 | 2010-04-20 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-26 | 2004-10-18 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-11 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-11 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-08 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-08 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-08 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-08 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |