Richard S. Roque
羅禮全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard S. Roque (羅禮全), a licensed former licensee with CE reference AAF070. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SA Capital Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2007-01-31 |
| SA Capital Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2007-01-31 |
| SA Capital Limited | RO | Type 9 - Asset management | Pre-2003 | 2007-04-24 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard S. Roque during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hin Fai Lo | SA Capital Limited | 2005–2007 |
| Jerry Shum | SA Capital Limited | 2006–2007 |