SA Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SA Capital Limited ( ), a Hong Kong-based licensed corporation with CE reference ABB188. Current licensed staff on file: 0 (total recorded over time: 3).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2007-03-19 |
| Type 6 — Advising on corporate finance | present | 2007-03-19 |
| Type 9 — Asset management | present | 2007-04-27 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hin Fai Lo 羅顯輝 | RO 4, 6, 9 | 2005-05 | 2007-01 |
| Richard S. Roque 羅禮全 | RO 4, 6, 9 | Pre-2003 | 2007-04 |
| Jerry Shum 岑立 | RO 9 | 2006-12 | 2007-04 |
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