SA Capital Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SA Capital Limited, a Hong Kong-based licensed corporation with CE reference ABB188. Current licensed staff on file: 0 (total recorded over time: 3).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2007-03-19 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2007-03-19 |
| Type 9 - Asset management | Pre-2003 | 2007-04-27 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Richard S. Roque 羅禮全 | RO 4, 6, 9 | Pre-2003 | 2007-04 |
| Jerry Shum 岑立 | RO 9 | 2006-12 | 2007-04 |
| Hin Fai Lo 羅顯輝 | RO 4, 6, 9 | 2005-05 | 2007-01 |
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