Siu Lun (SFC:AAE396) Lee
李兆麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun (SFC:AAE396) Lee (李兆麟), a licensed former licensee with CE reference AAE396. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Siu On Securities Limited 兆安證券有限公司 |
RO | Type 1 - Dealing in securities | present | 2020-02-25 |
| Siu On Securities Limited 兆安證券有限公司 |
RO | Type 4 - Advising on securities | present | 2004-10-29 |
| Siu On Securities Limited 兆安證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2004-10-29 |
| Siu On Securities Limited 兆安證券有限公司 |
RO | Type 9 - Asset management | present | 2004-10-29 |