Pak Kin Lau
劉伯堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Lau (劉伯堅), a licensed former licensee with CE reference AAE327. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lau & Company Limited 劉氏證券有限公司 |
RO | Type 1 - Dealing in securities | present | 2020-03-13 |
| Lau & Company Limited 劉氏證券有限公司 |
RO | Type 4 - Advising on securities | present | 2003-11-18 |
| Lau & Company Limited 劉氏證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2003-11-18 |
| Lau & Company Limited 劉氏證券有限公司 |
RO | Type 9 - Asset management | present | 2003-11-18 |