Pak Kin Lau
劉伯堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Lau (劉伯堅), a licensed former licensee with CE reference AAE327. This person has 17.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lau & Company Limited 劉氏證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2020-03-13 |
| Lau & Company Limited 劉氏證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-11-18 |
| Lau & Company Limited 劉氏證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-18 |
| Lau & Company Limited 劉氏證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-11-18 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Kin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Florence Chuan Siu Boey | Lau & Company Limited | 2003–2019 |