Deana Chi Ming Say
謝智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deana Chi Ming Say (謝智明), CE reference AAE090. Currently licensed at 1 firm(s): Luk Fook Securities (HK) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-08 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2014-03-30 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-13 | 2008-03-03 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-08-20 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-31 |
| Public Futures Limited 大眾期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-10-31 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-05 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-05 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-05 |