Kwok Kwong Chung
鍾國光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kwong Chung (鍾國光), CE reference AAD849. Currently licensed at 1 firm(s): Macquarie Capital Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-01 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-12-16 | 2004-05-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-05-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-05-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-08-18 |