Charles Kai Ming (SFC:AAD226) Cheng
鄭啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Kai Ming (SFC:AAD226) Cheng (鄭啟明), a licensed former licensee with CE reference AAD226. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-03-05 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2010-03-05 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 — Advising on securities | present | 2010-03-05 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 — Advising on securities | present | 2010-03-05 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2010-03-05 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2010-03-05 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2010-03-05 |
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 — Securities margin financing | present | 2010-03-05 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 — Asset management | present | 2010-03-05 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 — Asset management | present | 2010-03-05 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-03-16 |