Nelson Yue Shing Tsoi
蔡如星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Yue Shing Tsoi (蔡如星), a licensed former licensee with CE reference AAD067. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-29 | 2011-11-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2008-10-03 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-10-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-10-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-10-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-10-06 |