Nelson Yue Shing Tsoi
蔡如星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Yue Shing Tsoi (蔡如星), a licensed former licensee with CE reference AAD067. This person has 8.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-29 | 2011-11-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-10-03 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nelson Yue Shing Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.