Frederick Wai Cheung Wong
黃偉翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Wai Cheung Wong (黃偉翔), a licensed former licensee with CE reference AAC897. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2020-03-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-13 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-13 | 2020-03-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-01 | 2010-08-17 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-10-29 | 2007-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-29 | 2007-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2007-07-07 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | present | 2007-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-10-28 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | present | 2004-10-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-10-28 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2004-10-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2004-10-28 |