Richard Wing Kong Lo
盧永廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wing Kong Lo (盧永廣), a licensed former licensee with CE reference AAC603. This person has 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-15 |
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-15 |
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-15 |
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-15 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Wing Kong Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.