Alvin Hoi Yi See
施海夷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Hoi Yi See (施海夷), a licensed former licensee with CE reference AAC345. This person has 9.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-19 | 2015-09-08 |
| Virtu ITG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-07-04 | 2009-07-03 |
| Virtu ITG Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2006-07-04 | 2009-07-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-07 | 2006-06-26 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Hoi Yi See during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.