Alvin Hoi Yi See
施海夷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Hoi Yi See (施海夷), a licensed former licensee with CE reference AAC345. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-19 | 2015-09-08 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2006-07-04 | 2009-07-03 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2006-07-04 | 2009-07-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-07 | 2006-06-26 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-02 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-31 |