Alrick Ho Leung Lee
李浩良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alrick Ho Leung Lee (李浩良), a licensed former licensee with CE reference AAC304. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OIL Assets Securities Limited 恩明資產証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-29 | 2024-12-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-04-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-01 |