Cecilia Woon Chi Fok
霍奐枝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecilia Woon Chi Fok (霍奐枝), a licensed former licensee with CE reference AAC119. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-03 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | present | 2013-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | present | 2005-01-25 |