Chi Wai (SFC:AAC109) Chan
陳志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai (SFC:AAC109) Chan (陳志偉), CE reference AAC109. Currently licensed at 1 firm(s): VC Brokerage Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-03 | present |
| Vast Harbour Securities Limited 華港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-06 | 2022-12-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-24 | 2020-04-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-05 | 2019-08-21 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-05 | 2012-06-27 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-14 | 2011-07-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-22 | 2011-07-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-22 | 2011-07-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-12-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-02 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-02 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-02 |