Wai Chee Lam
林偉志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chee Lam (林偉志), a licensed former licensee with CE reference AAB993. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-28 | 2020-03-31 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-07-18 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-23 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-23 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-23 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-23 |