Shiu Wai Tse
謝兆偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Wai Tse (謝兆偉), a licensed former licensee with CE reference AAB744. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-03 | 2008-12-23 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-30 | 2020-12-27 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-30 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-29 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-29 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |