Peter Po Fun Chan
陳普芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Po Fun Chan (陳普芬), a licensed former licensee with CE reference AAB623. This person has 0.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Concord Securities Company Limited 人和證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-11-27 |
| Concord Securities Company Limited 人和證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-11-27 |
| Concord Securities Company Limited 人和證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-27 |
| Concord Securities Company Limited 人和證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-11-27 |