Helena Suk Chong Wai
衛淑莊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helena Suk Chong Wai (衛淑莊), a licensed former licensee with CE reference AAB508. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-30 | 2024-01-10 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-15 | 2024-01-10 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-15 | 2024-01-10 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2019-05-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | present | 2019-05-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-17 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 9 — Asset management | present | 2004-08-17 |