Chi Hung (SFC:AAB402) Chan
陳志雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hung (SFC:AAB402) Chan (陳志雄), a licensed former licensee with CE reference AAB402. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-05 | 2023-07-15 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-21 | 2020-04-30 |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-17 | 2020-04-30 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-16 | 2017-07-31 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-31 | 2017-07-31 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-30 | 2016-07-31 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-01 | 2015-05-26 |
| Hampton Securities (Asia) Limited |
RO | Type 1 — Dealing in securities | 2007-04-10 | 2013-05-20 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-18 | 2006-12-31 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-11 | 2006-05-18 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-03-17 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 4 — Advising on securities | present | 2006-02-03 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-02-03 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2006-02-03 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 9 — Asset management | present | 2006-02-03 |