Chi Ming (SFC:AAA963) Cheung
張志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming (SFC:AAA963) Cheung (張志明), CE reference AAA963. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-18 | present |
| Po Lee Securities Limited 寶利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2022-11-08 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-08 | 2011-04-08 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-06 | 2011-09-01 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-01-23 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |