Jennifer P.T. Lau
劉寶弟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer P.T. Lau (劉寶弟), a licensed former licensee with CE reference AAA959. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2010-03-23 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-03 | 2004-03-22 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-03 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |