Ching Chi (SFC:AAA907) Ng
吳清池
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Chi (SFC:AAA907) Ng (吳清池), a licensed former licensee with CE reference AAA907. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unicorn Securities Company Limited 益群證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-11 | 2024-10-31 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-11-01 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2016-11-01 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-02 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-02 |