Koo Bong Liu
廖固邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koo Bong Liu (廖固邦), a licensed former licensee with CE reference AAA879. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-01-15 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-11-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-11 |