Jimmy Chi Ming Lee
李志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Chi Ming Lee (李志明), a licensed former licensee with CE reference AAA817. This person has 17.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-02 | 2021-07-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-02 | 2021-07-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-05 | 2019-03-12 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-05 | 2019-03-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-16 | 2004-04-07 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-04-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-04-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-18 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 - Securities margin financing | Pre-2003 | 2003-04-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Chi Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.