Geoffrey Alan Spender
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Alan Spender, a licensed former licensee with CE reference AAA499. This person has 6.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARF Investment Management (HK) Limited | RO | Type 4 - Advising on securities | 2008-10-13 | 2009-03-31 |
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-03-31 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Geoffrey Alan Spender during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.