ARF Investment Management (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ARF Investment Management (HK) Limited ( ), a Hong Kong-based licensed corporation with CE reference ARG864. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2008-10-13.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2008-10-13 | 2011-05-20 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Timothy Simon Baldwin | RO 4 | 2009-07 | 2010-12 |
| Nicholas John Powell | RO 4 | 2008-10 | 2010-12 |
| Geoffrey Alan Spender | RO 4 | 2008-10 | 2009-03 |
| David Bryce van Oppen | RO 4 | 2008-10 | 2010-12 |
| Phooi Fung Toh | Rep 4 | 2009-06 | 2010-12 |
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