Wai Lok Yiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lok Yiu (姚偉樂), a licensed Representative with CE reference BXM148. Currently licensed at 1 firm(s): ICBC Asset Management (Global) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-06 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 - Asset management | 2026-03-06 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lok Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.