Xiao Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Chen (陳曉), a licensed Responsible Officer with CE reference BXK217. Currently licensed at 1 firm(s): Taiping Assets Management (HK) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-03-20 | present |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2026-03-20 | present |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-19 | 2026-03-20 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-01-19 | 2026-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.