Xiao Xiao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Xiao, a licensed Representative with CE reference BWT637. Currently licensed at 1 firm(s): NeoSpective Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NeoSpective Capital Limited 聯裕資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-20 | present |
| NeoSpective Capital Limited 聯裕資本有限公司 |
Rep | Type 9 - Asset management | 2026-10-20 | present |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Jing Li | NeoSpective Capital Limited | 2026–present |
| Hua Xiang | NeoSpective Capital Limited | 2026–present |
| Shuo Zhang | NeoSpective Capital Limited | 2026–present |