Xiaoyan Luo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyan Luo (羅小燕), a licensed Representative with CE reference BVW722. Currently licensed at 3 firm(s): CHG SECURITIES LIMITED, CHG INVESTMENT CONSULTANT LIMITED, CHG ASSET MANAGEMENT LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.8 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CHG SECURITIES LIMITED 中泓證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-15 | present |
| CHG INVESTMENT CONSULTANT LIMITED 中泓投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-15 | present |
| CHG ASSET MANAGEMENT LIMITED 中泓資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-12-15 | present |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyan Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| David Tai Wai Chan | CHG ASSET MANAGEMENT LIMITED | 2025–present |
| Xinxin Guo | CHG ASSET MANAGEMENT LIMITED | 2025–present |
| Qian Wang | CHG ASSET MANAGEMENT LIMITED | 2025–present |