Li Yuan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Yuan (袁麗), a licensed Responsible Officer with CE reference BVK396. Currently licensed at 1 firm(s): Jiangquan Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jiangquan Securities Company Limited 疆全證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-25 | present |
| Jiangquan Securities Company Limited 疆全證券有限公司 |
RO | Type 4 - Advising on securities | 2025-04-25 | present |
| Jiangquan Securities Company Limited 疆全證券有限公司 |
RO | Type 9 - Asset management | 2025-04-25 | present |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiaofang Chen | Jiangquan Securities Company Limited | 2025–2026 |
| Shu Feng | Jiangquan Securities Company Limited | 2026–present |