Xiaowen Shou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowen Shou (寿筱雯), a licensed Responsible Officer with CE reference BUX932. Currently licensed at 1 firm(s): Hui Da (HongKong) Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hui Da (HongKong) Asset Management Limited 惠達(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-01-15 | present |
| Hui Da (HongKong) Asset Management Limited 惠達(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2025-01-15 | present |
| Hui Da (HongKong) Asset Management Limited 惠達(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-15 | 2025-01-15 |
| Hui Da (HongKong) Asset Management Limited 惠達(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-01-15 | 2025-01-15 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-13 | 2024-12-24 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-13 | 2024-12-24 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 - Asset management | 2024-09-13 | 2024-12-24 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaowen Shou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.