Claudio Caruso
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claudio Caruso, a licensed former licensee with CE reference BUG430. This person has 1.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-07-02 | 2025-04-30 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-07-02 | 2025-04-30 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-02-26 | 2024-04-30 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-02-26 | 2024-04-30 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 - Dealing in securities | 2023-11-01 | 2024-01-31 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-11-01 | 2024-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Claudio Caruso during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.