Jie Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Li (李杰), a licensed Responsible Officer with CE reference BUD067. Currently licensed at 2 firm(s): Zhongtai International Securities Limited, Zhongtai International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 2.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 4 - Advising on securities | 2025-05-26 | present |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-03 | present |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-03 | present |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-01-03 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.