Howard James Penny
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard James Penny, a licensed Representative with CE reference BTO364. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 0.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-14 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-26 | 2026-01-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-15 | 2025-09-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-19 | 2025-03-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-25 | 2024-10-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-22 | 2024-01-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-24 | 2023-03-29 |