Tao Xu

徐涛
CE No. BTO181 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Xu (徐涛), a licensed Responsible Officer with CE reference BTO181. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 1.6 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
China Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
RO Type 1 - Dealing in securities 2024-11-26 present
China Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
RO Type 2 - Dealing in futures contracts 2024-11-26 present
China Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
RO Type 4 - Advising on securities 2024-11-26 present
China Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
RO Type 5 - Advising on futures contracts 2024-11-26 present

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