Xuan Xiao
肖暄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Xiao (肖暄), a licensed former licensee with CE reference BSE821. This person has 1.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-11-28 | 2024-12-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-01 | 2022-09-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-01 | 2022-09-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-03-01 | 2022-09-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.