Tai Wai Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Wai Lau (劉大為), a licensed Responsible Officer with CE reference BRN878. Currently licensed at 1 firm(s): Long Trends Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-21 | present |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 4 - Advising on securities | 2023-04-21 | present |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 9 - Asset management | 2023-04-21 | present |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-03 | 2023-04-21 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-03 | 2023-04-21 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 9 - Asset management | 2023-04-03 | 2023-04-21 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-10 | 2022-10-14 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
Rep | Type 9 - Asset management | 2021-08-10 | 2022-10-14 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Tai Wai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.