Liyan Cai
蔡立言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyan Cai (蔡立言), a licensed Representative with CE reference BRF353. Currently licensed at 1 firm(s): Surich Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-15 | present |
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-04-15 | present |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-25 | 2026-01-16 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2021-05-25 | 2026-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liyan Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.