Mingjie Liu
劉明杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingjie Liu (劉明杰), a licensed former licensee with CE reference BRB463. This person has 1.5 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-05-28 | 2026-07-03 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
Rep | Type 5 - Advising on futures contracts | 2026-05-28 | 2026-07-03 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-17 | 2024-03-04 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-17 | 2024-03-04 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-30 | 2023-10-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-03-30 | 2023-10-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-30 | 2023-10-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-03-30 | 2023-10-11 |
| Seaga International Limited 恒昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-01 | 2022-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mingjie Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.