Na Li
李娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Li (李娜), a licensed Responsible Officer with CE reference BRA667. Currently licensed at 1 firm(s): Ascent Fund Management (HK) Limited. Active regulated activities: Type 9 - Asset management. This person has 5.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascent Fund Management (HK) Limited | RO | Type 9 - Asset management | 2025-03-04 | present |
| Ascent Fund Management (HK) Limited | Rep | Type 9 - Asset management | 2022-11-29 | 2025-03-04 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-13 | 2022-08-30 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Na Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Haoxin Jiang | Ascent Fund Management (HK) Limited | 2022–present |
| Qian Li | Ascent Fund Management (HK) Limited | 2024–present |
| Wei Liu | Ascent Fund Management (HK) Limited | 2024–2026 |
| Yao Bo Yang | Ascent Fund Management (HK) Limited | 2024–present |
| Dong Yang | Ascent Fund Management (HK) Limited | 2022–2024 |