Tong Xie
謝桐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tong Xie (謝桐), a licensed former licensee with CE reference BQZ943. This person has 3.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2021-04-20 | 2024-08-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2021-04-20 | 2024-08-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2021-04-20 | 2024-08-16 |