Hoi To Li
李鎧洮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi To Li (李鎧洮), a licensed former licensee with CE reference BQW982. This person has 0.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-10 | 2022-01-09 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-04 | 2022-01-09 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-05-04 | 2022-01-09 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2021-05-04 | 2021-11-30 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi To Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.