Purple Sum Yee Law
羅芯兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Purple Sum Yee Law (羅芯兒), a licensed former licensee with CE reference BQW400. This person has 5.3 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-04-12 | 2026-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-04-12 | 2026-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-04-12 | 2026-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-04-12 | 2026-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2021-04-12 | 2026-07-31 |