Tao Li
李濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Li (李濤), a licensed former licensee with CE reference BQA734. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-11-25 | 2021-05-07 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-19 | 2020-10-30 |