Siu Chung Ngai
倪兆宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung Ngai (倪兆宗), a licensed former licensee with CE reference BPY804. This person has 4.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2021-12-01 | 2025-02-13 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2021-12-01 | 2025-02-13 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2021-12-01 | 2025-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-12 | 2021-10-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-12 | 2021-10-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2021-10-12 | 2021-10-22 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-02 | 2021-07-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-09-02 | 2021-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Chung Ngai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.