Lisa Gilman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Gilman, a licensed former licensee with CE reference BPN232. This person has 0.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-04-14 | 2020-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2020-04-14 | 2020-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-04-14 | 2020-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2020-04-14 | 2020-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2020-04-14 | 2020-11-30 |