Jeffrey Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Yu, a licensed former licensee with CE reference BPE885. This person has less than 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-02-23 | 2024-03-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-02-23 | 2024-03-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-12-03 | 2019-12-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-12-03 | 2019-12-05 |