Tung Lok
樂桐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Lok (樂桐), a licensed former licensee with CE reference BOZ737. This person has 2.9 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | Rep | Type 1 - Dealing in securities | 2023-05-31 | 2024-12-01 |
| First Fidelity Capital (International) Limited | Rep | Type 4 - Advising on securities | 2023-05-31 | 2024-12-01 |
| First Fidelity Capital (International) Limited | Rep | Type 9 - Asset management | 2023-05-31 | 2024-12-01 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2019-11-13 | 2021-04-15 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2019-11-13 | 2021-04-15 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 - Asset management | 2019-11-13 | 2021-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.